Annual Corporate Governance & Executive Compensation Survey

2018 Corporate Governance Survey

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STOCK OWNERSHIP AND RETENTION GUIDELINES Shearman & Sterling LLP Stock Ownership and Retention Guidelines | 99 Both Director and Executive Stock Ownership Guidelines 88 6 1 Executive Stock Ownership Guidelines Only Director Stock Ownership Guidelines Only 95 of the Top 100 Companies maintain stock ownership guidelines for their directors and executives STOCK OWNERSHIP AND RETENTION GUIDELINES WHICH EXECUTIVES ARE SUBJECT TO THE STOCK OWNERSHIP GUIDELINES? 61 OF THE TOP 100 COMPANIES MAINTAIN STOCK RETENTION REQUIREMENTS 55 19 2 18 NEOs only All executive officers Senior employees Other Executive stock retention requirements only Both director and executive stock retention requirements Director stock retention requirements only 31 27 3

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